DEPARTMENT OF HOMELAND SECURITY
BOARD FOR CORRECTION OF MILITARY RECORDS
Application for Correction of
the Coast Guard Record of:
BCMR Docket No. 2008-069
xxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxx
FINAL DECISION
This is a proceeding under the provisions of section 1552 of title 10 and section 425 of
title 14 of the United States Code. The Chair docketed the case on February 8, 2008, upon
receipt of the applicant’s completed application, and assigned it to staff member J. Andrews to
prepare the decision for the Board as required by 33 C.F.R. § 52.61(c).
appointed members who were designated to serve as the Board in this case.
This final decision, dated August 14, 2008, is approved and signed by the three duly
APPLICANT’S REQUEST AND ALLEGATIONS
The applicant asked the Board to remove from his record a Court Memorandum indicat-
ing that he was placed on report for violating the Uniform Code of Military Justice (UCMJ) and
awarded nonjudicial punishment (NJP) on May 10, 2006. He alleged that the entire document
was a clerical error because no mast took place. He was simply counseled about his conduct by
the Executive Petty Officer (XPO) of the unit, since the Officer in Charge (OIC) of the unit was
away on leave. In addition, he was told that the charges were dismissed. However, someone sent
the Court Memorandum to the Sector Personnel Office, which made database entries in his
record as if he had been taken to mast and reprimanded. He did not learn of these errors until he
inquired about getting a Good Conduct Medal and was told that the NJP had terminated his
eligibility for one. In support of his allegations, the applicant submitted a statement signed by the
OIC of his unit, a chief petty officer, who wrote the following:
I endorse [his] request to have the Court Memorandum removed from his record. I was the Officer
in Charge during the dates in question and I was either TDY or on leave. In my absence, I require
the “Acting Officer in Charge” contact me if he/she has intentions to conduct a mast. To the best
of my knowledge, no mast was held. In addition, we have no files onboard my unit to support that
a mast ever took place. I request the Court Memorandum be removed from his records.
SUMMARY OF THE RECORD
Print-outs from the Coast Guard’s database indicate that on May 10, 2006, the applicant
received NJP for violating Article 86 of the UCMJ by being absent without leave (AWOL) when
he failed to attend a physical therapy appointment on May 3, 2006, and Article 134 of the UCMJ
by making a false statement to a watch stander. Other database entries indicate that the pay grade
of the member conducting the mast was E-6 (first class petty officer), that the applicant was
advised of his right to counsel, and that he was issued a “reprimand/admonition letter.” Another
print-out indicates that the applicant did not receive an Enlisted Employee Review (EER) as a
result of the recorded NJP.
VIEWS OF THE COAST GUARD
On June 18, 2008, the Judge Advocate General (JAG) of the Coast Guard submitted an
advisory opinion recommending that the Board grant relief by removing all references to the May
10, 2006, NJP from the applicant’s record. In so doing, the JAG adopted the findings and analy-
sis in a memorandum on the case prepared by the Coast Guard Personnel Command (CGPC).
CGPC stated that the applicant’s record contains a Court Memorandum reflecting viola-
tions of Articles 86 and 134 of the UCMJ. CGPC further stated that although the Court Memo-
randum indicates that the applicant was issued a “reprimand/admonition letter,” no such letter
appears in his record. In addition, CGPC noted that when a member receives NJP, the unit is
required by Article 10.B.5.b.3. of the Personnel Manual to prepare an EER, but no such EER is
in the applicant’s record.
CGPC stated that on May 10, 2006, the OIC was not at his unit because he was attending
training in Petaluma, California, from April 22 to May 24, 2006. Moreover, the OIC’s statement
indicates that he was “unaware that a mast took place.” CGPC stated that “[w]hile the Military
Justice Manual (MJM) bestows NJP authority to successors, i.e., XPO acting as OIC, [the appli-
cant’s OIC] indicates that he required the XPO to brief him of any intentions to conduct a mast,
and no such briefing occurred.” Moreover, under Article 1.E.1.c. of the MJM, the “alleged pun-
ishment awarded, ‘reprimand/admonition’ is not an authorized punishment that can be imposed
by an enlisted officer-in-charge. … Therefore, even if such NJP took place, the punishment
awarded was not within the scope of authority for an enlisted officer-in-charge or his successor to
command. Therefore, it is recommended that all references to the May 10, 2006, NJP be
removed from [the applicant’s] record as null and void.”
APPLICANT’S RESPONSE TO THE VIEWS OF THE COAST GUARD
On July 8, 2008, the applicant responded to the advisory opinion and stated that he agreed
with the recommendation for relief therein.
APPLICABLE LAW
Under Article 15 of the UCMJ, commanders, at their discretion, may impose NJP for
minor violations of the UCMJ to maintain good order and discipline when court-martial seems
excessive. Part V, paragraph 2, of the Manual for Courts-Martial (MCM) states the following
regarding NJP authority:
Commander. As provided by regulations of the Secretary concerned, a commander may
a.
impose nonjudicial punishment upon any military personnel of that command. … “Subject to sub-
paragraph 1d(2) and any regulations of the Secretary concerned, the authority of a commander to
impose nonjudicial punishment as to certain types of offenses, certain categories of persons, or in
specific cases, or to impose certain types of punishment, may be limited or withheld by a superior
commander or by the Secretary concerned.
b.
charge may impose nonjudicial punishment upon enlisted persons assigned to that unit.
Officer in charge. If authorized by regulations of the Secretary concerned, an officer in
Part V, paragraph 5.c.(1), of the Manual for Courts-Martial states that admonitions and
reprimands are forms of censure that criticize a member’s conduct. If imposed at NJP, they are
considered “punitive” rather than administrative. Admonitions or reprimands of enlisted mem-
bers may be made orally or in writing, unless the Secretary prescribes otherwise.
Chapter 1 of the Military Justice Manual (MJM; COMDTINST M5810.1D) contains the
Coast Guard’s regulations governing NJP. Chapters 1.B., 1.C., 1.D., and 1.F. provide procedures
for masts, including the investigation of the charges; the appointment of a representative to speak
for the member; the required phases of a mast hearing; and the right to appeal. Chapter 1.A.3.a.
states the following:
All commanding officers may impose NJP upon personnel assigned to their units. All officers-in-
charge may impose NJP upon enlisted members assigned to their unit, unless their authority is
limited by an officer exercising general court-martial jurisdiction [OEGCMJ]. Throughout this
chapter, references to commanding officers as NJP or mast authorities include officers-in-charge,
except where specifically noted. The authority of a commanding officer to impose NJP for certain
types of offenses, certain categories of members, in specific cases, or to impose certain types of
punishment may be limited or withheld by a superior commanding officer or the Secretary con-
cerned. A Coast Guard unit is a separately identified Coast Guard organizational entity, under a
duly assigned commanding officer or officer-in-charge, provided with personnel and material for
the performance of a prescribed mission.
Chapter 1.A.3.c. states the following regarding the delegation of NJP authority:
The power to impose NJP is inherent in the office and not in the individual. Any officer who suc-
ceeds to command in the absence of the assigned commanding officer because of death, incapaci-
tation, illness, TAD, or leave has the power of the assigned commanding officer to impose
punishment, but the maximum punishment is limited by the rank of the successor. For example, a
LT who succeeds to command in the absence of the assigned commanding officer who is a LCDR,
may impose the amount of punishment allowed a commanding officer in the grade of LT or below.
Chapter 1.E.1.a. states that the “maximum punishment that may be imposed depends
upon the rank of the authority imposing punishment, the rank or grade of the member being pun-
ished, and in some situations by the combination of punishments awarded … . The limitations
shown in the following two tables apply to each instance of NJP and not to each offense.”
Chapter 1.E.1.c. states that “[s]ubject to the limitations in subparagraph 1.E.1.d. below [which is
inapplicable to this case], the following table depicts the maximum punishments that may be
awarded at mast to an enlisted member.” The table shows that when NJP is being imposed by an
enlisted OIC, the enlisted OIC may not punish the member with an admonition or reprimand.1
1 One of the Coast Guard’s on-line versions of the MJM (COMDTINST M5810.1D) shows in the table in Chapter
1.E.1.c. that enlisted OICs are authorized to impose an admonition or reprimand at NJP. Upon inquiry by the
BCMR staff, the Coast Guard’s Office of Military Justice stated that this on-line version contains a typographical
Article 8.E.2.a. of the Personnel Manual requires a copy of any punitive letter of censure
to be entered in the recipient’s military record unless the NJP is successfully appealed.
Chapter 1.G.1.d. of the MJM states the following:
Nonpunitive administrative letters of censure are not punitive and may be administered either
orally or in writing. Nonpunitive letters of censure are private in nature and, other than administra-
tive letters of censure issued by the Commandant, shall not be forwarded to the Chief of Personnel,
quoted in, or appended to, performance reports, included as enclosures to investigative reports, or
otherwise included in official Coast Guard records of the recipient.
Chapter 1.G.3.a. of the MJM states the following regarding record entries made pursuant
to an NJP:
Chapter 1.E.2.a. states the following regarding punitive admonitions or reprimands:
(1) Punitive admonition and reprimand are two forms of censure intended to express adverse
reflection upon or criticism of a person’s conduct. A reprimand is a more severe form of censure
than an admonition. Punitive admonition and reprimand should not be confused with nonpunitive
censure and other forms of administrative corrective measures.
(2) In the case of commissioned officers and warrant officers, admonitions and reprimands
awarded at NJP must be administered in writing. In other cases, they may be administered either
orally or in writing. The punitive letter of admonition or reprimand shall be similar in form to
enclosure (6b).
(3) While punitive letters of admonition or reprimand are not considered generally appropriate in
the case of enlisted personnel below the grade of E-7, their use against lower ranking personnel is
not precluded.
(4) If a punitive letter is appealed and not sustained on appeal, a copy of the letter will not be filed
in the official record of the member concerned.
The Court Memorandum provides input to the service records of officer and enlisted personnel for
all masts resulting in the imposition of punishment. If mast was held, but no punishment as
described under Article 15, UCMJ, was awarded, then Article 15 punishment (or NJP) was not
awarded. No Court Memoranda shall be prepared if, instead of imposing punishment, the matter is
dismissed, dismissed with a warning, dismissed with administrative action taken, referred to court-
martial, or results in recommendation for general court-martial because these actions are not con-
sidered the imposition of punishment.
Article 5.A.1.a. of the Medals and Awards Manual states that it is “[a]warded for profi-
ciency in rating, sobriety, obedience, industry, courage, and neatness throughout such period of
service. Effective 1 July 1983, the required period of service is 3 years.” Article 5.A.1.a.(2)(c)
states that “[w]hen an infraction of discipline results in non-judicial punishment, a new period
will commence the day following the date non-judicial punishment is awarded.”
Article 10.B.5.b.3.a. of the Personnel Manual states that a special EER must be prepared
“on the date a member is awarded non-judicial punishment (NJP).” Under Article 10.B.2.a.1., an
EER documenting NJP must be accompanied by supporting comments for low marks.
error and that, as stated in the advisory opinion, the authorized MJM, which was issued in 2000 and has not been
revised in the interim, does not authorize enlisted OICs to impose admonitions or reprimands at NJP.
FINDINGS AND CONCLUSIONS
5.
6.
3.
4.
1.
2.
The Board has jurisdiction concerning this matter pursuant to 10 U.S.C. § 1552.
The Board makes the following findings and conclusions on the basis of the applicant's
military record and submissions, the Coast Guard's submission, and applicable law:
The application was timely.
The applicant alleged that a Court Memorandum and other records of an NJP
dated May 10, 2006, were erroneously entered in his record. The Officer in Charge (OIC) of the
unit, a chief petty officer, was away at a Coast Guard training center at the time of the alleged
offenses on May 3, 2006, and of the recorded mast. Therefore, the Executive Petty Officer
(XPO), a first class petty officer, was serving as the OIC’s successor, or “Acting OIC.” Under 33
C.F.R. § 52.24(b), the Board begins its deliberations presuming that the applicant’s military
record is correct and that the XPO acted properly in taking the applicant to mast and awarding
him NJP, and the applicant must prove by a preponderance of the evidence that the NJP is incor-
rect or unjust.
The applicant failed to submit a statement by the XPO or anyone else who was
present at the unit during the pertinent period (aside from himself) to support his allegation.
However, he submitted a statement from the OIC, who wrote that when he is absent from his
unit, he “require[s] the ‘Acting Officer in Charge’ [to] contact [him] if he/she has intentions to
conduct a mast” and that “[t]o the best of [the OIC’s] knowledge, no mast was held.”
Under paragraph 2.b. of Part V of the MCM and Chapter 1.A.3.a. of the MJM, the
OIC of a unit has authority to award NJP. Under Chapter 1.A.3.c. of the MJM, when an OIC is
away from his unit on temporary duty orders, his successor inherits the OIC’s authority to impose
NJP, although the maximum punishment may be limited by the rank of the successor. However,
Chapter 1.A.3.a. provides that “[t]he authority to impose NJP for certain types of offenses, cer-
tain categories of members, in specific cases, or to impose certain types of punishment may be
limited or withheld by a superior commanding officer.” The OIC’s statement indicates that,
although he had authorized the XPO to impose NJP on unit members, he had limited that author-
ity by requiring the XPO to consult him before exercising the authority. Although this kind of
limitation is not expressly mentioned in Chapter 1.A.3.a., the Board finds that it reasonably falls
within the implied authority of a commanding officer or OIC to limit his successor’s authority to
impose NJP under that chapter.
In light of the OIC’s statement, the Board finds that the XPO’s authority to
impose NJP on the applicant during the OIC’s absence was limited, in accordance with Chapter
1.A.3.a. of the MJM, in that the XPO was required to consult the OIC before holding the mast.
In addition, the preponderance of the evidence in the record indicates that, if the XPO convened a
mast for the applicant on May 10, 2006, he did so improperly because he had not consulted the
OIC.
As the Coast Guard stated, there are other indicia of improper or incomplete
procedures with respect to the applicant’s NJP: (1) According to the OIC, the unit files contain
no record of the NJP; (2) no EER was prepared for the applicant, as required by Article
10.B.5.b.3.a. of the Personnel Manual for an enlisted member punished at mast; and (3) the
punitive reprimand that appears in the database was apparently not within the OIC’s authority to
impose at mast, under Chapter 1.E.1.c. of the MJM,2 and thus also not within the XPO’s author-
ity.
Therefore, the Board finds that the applicant has proved by a preponderance of the
evidence that any Court Memorandum or other record of NJP dated May 10, 2006, in his record
is erroneous and should be removed from his record as null and void. In addition, because the
applicant’s eligibility for a Good Conduct Medal was apparently terminated on May 10, 2006,
because of the NJP, pursuant to Article 5.A.1. of the Medals and Awards Manual, such termina-
tion should be removed.
Accordingly, the applicant’s request should be granted.
7.
8.
[ORDER AND SIGNATURES APPEAR ON NEXT PAGE]
2 But see footnote 1, above.
ORDER
The application of xxxxxxxxxxxxxxxxxxxxxxxxxxxx, USCG, for correction of his
military record is granted. Any Court Memorandum of a mast dated May 10, 2006, and all other
records of and references to nonjudicial punishment on that date shall be removed from his
record as null and void. In addition, his record shall not show that his eligibility for a Good
Conduct Medal terminated on that date.
No copy of this decision shall be placed in his Personal Data Record.
George J. Jordan
Patrick B. Kernan
Vicki J. Ray
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